DEBRA WANDA LEFLORE

DEBRA WANDA LEFLORE is currently employed as a Broker and/or Investment Adviser at SECURITIES AMERICA, INC. located at 7121 MAGNOLIA AVE, RIVERSIDE, CA, 92504.

DEBRA WANDA LEFLORE has worked at SECURITIES AMERICA, INC. since December 01, 2015

Disclosure History

DEBRA WANDA LEFLORE has 2 Disclosure Event(s).

Date: June 04, 2009
Category: Customer Dispute
Allegations: NEGLIGENCE AND FAILURE TO DISCLOSE
Damage Amount Requested: $39,247.00

Date: October 16, 2008
Category: Customer Dispute
Allegations: ALLEGED INCORRECT INVESTMENT INSTRUCTIONS WHICH RESULTED IN LOSSES. (NOVEMBER, 2006)
Damage Amount Requested: $41,719.00

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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