DELORES PELTIER

DELORES PELTIER is currently employed as a Broker and/or Investment Adviser at RBC CAPITAL MARKETS, LLC located at 4001 W. 114TH ST, SUITE 200, LEAWOOD, KS, 66211-2604.

DELORES PELTIER has worked at RBC CAPITAL MARKETS, LLC since July 05, 2017

Disclosure History

DELORES PELTIER has 1 Disclosure Event(s).

Date: March 24, 1976
Category: Criminal
Charges: VIOLATION OF CHAPTER 38, SECTION 16A-3(A), MISDEMEANOR PENALTY IN MACON, IL. Charge Type: MISDEMEANOR
Disposition: DEFENDANT FINED $25.00 AND COST OF $13.00. FINE AND COST PAID, DEFENDENT DISCHARGED.
Broker Comment: WRONGFUL TAKING OF PROPERTY FROM A GROCERY STORE IN 1976. AT A YOUNG AND BEING FOOLISH TO LET A GROUP OF MY PEERS INFLUENCE ME. EVEN THOUGH I WAS TAUGHT THIS WAS WRONG.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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