DENISE A PALMER is currently employed as a Broker and/or Investment Adviser at AMERIPRISE FINANCIAL SERVICES, INC. located at 14 N MAIN ST, STE 2001, BARRE, VT, 05641-4197.
DENISE A PALMER has worked at AMERIPRISE FINANCIAL SERVICES, INC. since January 01, 1997
DENISE A PALMER has 3 Disclosure Event(s).
Date: July 01, 2008 Category: Customer Dispute Allegations: CLIENTS ALLEGED THROUGH THEIR ATTORNEY THE ADVISOR RECOMMENDED INAPPROPRIATE VARIABLE ANNUITIES AND DID NOT DISCLOSE SURRENDER CHARGES AND FEES. ANNUITIES PURCHASED MAY 25, 2004, DECEMBER 5, 2005, JUNE 16,2006 AND NOVEMBER 16,2006. Damage Amount Requested: $24,399.90 Broker Comment: THE FIRM FOUND THE VARIABLE ANNUITIES WERE APPROPRIATE FOR THE CLIENT'S STATED GOALS AND OBJECTIVES, AND THE SURRENDER CHARGES AND FEES OF THE VARIABLE ANNUITIES WERE PROPERLY DISCLOSED.
Date: October 07, 2002 Category: Customer Dispute Allegations: THE CLIENT ALLEGED THAT I DID NOT TRANSACT HER LIQUIDATION REQUEST IN A TIMELY MANNER. SHE INDICATED THAT SHE EXPERIENCED MARKET LOSSES AS A RESULT. Damage Amount Requested: $8,605.33 Settlement Amount: $8,655.03 Broker Comment: THE FIRM FOUND THERE WAS AN INTERNAL PROCESSING ERROR THAT CAUSED A DELAY, NOT A FAULT OF MY OWN. THE CLIENT WAS PROVIDED A SETTLEMENT OFFER AS A RESULT OF THE FINDINGS.
Date: September 23, 2002 Category: Customer Dispute Allegations: THE CLIENT CLAIMED HE INCURRED LOSSES WHEN THE ADVISOR DELAYED THE LIQUIDATION OF HIS ACCOUNTS. Damage Amount Requested: $11,000.00 Broker Comment: THE FIRM FOUND THAT THE COMPLAINT DID NOT HAVE MERIT.
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