DENNIS ERIC ABRAHAMZON

DENNIS ERIC ABRAHAMZON is currently employed as a Broker and/or Investment Adviser at AMERIPRISE FINANCIAL SERVICES, INC. located at 227 W 1ST ST, STE 900, DULUTH, MN, 55802.

DENNIS ERIC ABRAHAMZON has worked at AMERIPRISE FINANCIAL SERVICES, INC. since June 22, 1988

Disclosure History

DENNIS ERIC ABRAHAMZON has 1 Disclosure Event(s).

Date: April 03, 2007
Category: Customer Dispute
Allegations: THE TRUSTEE HAS ALLEGED THE VUL POLICY WAS MISREPRESENTED AT THE TIME OF SALE IN JULY 1997. HE IS REQUESTING A WAIVER OF THE SURRENDER CHARGE OF $12,670.60.
Damage Amount Requested: $12,670.60
Broker Comment: OUR REVIEW FOUND THE POLICY WAS NOT MISREPRESENTED AT THE TIME OF SALE AND WAS SUITABLE FOR THE CLIENTS. IT IS OUR UNDERSTANDING THE INITIAL TRUSTEE WAS THE CLIENT'S ESTATE PLANNING ATTORNEY.

More Information

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