DENNIS PAUL BELL

DENNIS PAUL BELL is currently employed as a Broker and/or Investment Adviser at CAMBRIDGE INVESTMENT RESEARCH, INC. located at 208 5TH ST, KALONA, IA, 52247-0730.

DENNIS PAUL BELL has worked at CAMBRIDGE INVESTMENT RESEARCH, INC. since February 29, 2016

Disclosure History

DENNIS PAUL BELL has 7 Disclosure Event(s).

Date: August 31, 2013
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: September 13, 2012
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: April 03, 2012
Category: Financial
Type: Compromise
Disposition: SETTLEMENT IN FULL

Date: April 03, 2012
Category: Financial
Type: Compromise
Disposition: SETTLEMENT IN FULL

Date: April 03, 2012
Category: Financial
Type: Compromise
Disposition: SETTLEMENT IN FULL

Date: April 03, 2012
Category: Financial
Type: Compromise
Disposition: SETTLEMENT IN FULL

Date: June 08, 2010
Category: Judgment / Lien
Judgment/Lien Amount: $727.85
Judgment/Lien Type: Civil

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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