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DENNIS RAY CURTIS is currently employed as a Broker and/or Investment Adviser at STIFEL, NICOLAUS & COMPANY, INCORPORATED located at 11300 CANTRELL ROAD, SUITE 101, LITTLE ROCK, AR, 72212.
DENNIS RAY CURTIS has worked at STIFEL, NICOLAUS & COMPANY, INCORPORATED since December 01, 2011
DENNIS RAY CURTIS has 1 Disclosure Event(s).
Date: February 03, 2003All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.
A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.
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