DENNIS JOSEPH DEMUTH

DENNIS JOSEPH DEMUTH is currently employed as a Broker and/or Investment Adviser at SAGEPOINT FINANCIAL, INC. located at 1533 LAKEVIEW AVENUE, DRACUT, MA, 01826.

DENNIS JOSEPH DEMUTH has worked at SAGEPOINT FINANCIAL, INC. since November 24, 2014

Disclosure History

DENNIS JOSEPH DEMUTH has 2 Disclosure Event(s).

Date: October 26, 2010
Category: Financial
Type: Bankruptcy
Disposition: Discharged

Date: October 05, 2002
Category: Customer Dispute
Allegations: CLIENT ALLEGES THAT THE FA CREATED AN UNSUITABLE ACCOUNT AND FAILED TO FOLLOW INSTRUCTIONS.
Damage Amount Requested: $662,000.00

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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