DENNIS MICHAEL FEARING

DENNIS MICHAEL FEARING is currently employed as a Broker and/or Investment Adviser at BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. located at 119 EAGLE DRIVE, Coleraine, MN, 55722.

DENNIS MICHAEL FEARING has worked at BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC. since June 20, 2011

Disclosure History

DENNIS MICHAEL FEARING has 1 Disclosure Event(s).

Date: April 02, 2004
Category: Customer Dispute
Allegations: THE CLIENT ALLEGED THAT HER FORMER ADVISOR MISREPRESENTED THE INSURANCE POLICY AT THE POINT OF SALE. SHE INDICATED THAT SHE WOULD HAVE TO PAY A SUBSTANTIAL AMOUNT TO HAVE A PAID UP INSURANCE POLICY.
Damage Amount Requested: $41,000.00
Broker Comment: WE DETERMINED THAT THE CLIENT'S ALLEGATIONS AGAINST THE FORMER ADVISOR WITH REGARD TO THE INSURANCE POLICY PURCHASED IN 1993 COULD NOT BE SUBSTANTIATED. FINTEGRA AGREES WITH AMERICAN EXPRESS FINANCIAL ADVISORS.

More Information

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