DENNIS JOHN GILBERT

DENNIS JOHN GILBERT is currently employed as a Broker and/or Investment Adviser at CAPITAL SYNERGY PARTNERS located at 9454 WILSHIRE BLVD., #510, BEVERLY HILLS, CA, 90212.

DENNIS JOHN GILBERT has worked at CAPITAL SYNERGY PARTNERS since March 30, 2017

Disclosure History

DENNIS JOHN GILBERT has 2 Disclosure Event(s).

Date: March 30, 2010
Category: Customer Dispute
Allegations: CUSTOMER ALLEGES MISREPRESENATION IN THE SALE OF A VARAIBLE LIFE POLICY IN 2003
Damage Amount Requested: $35,271.00

Date: October 30, 2001
Category: Customer Dispute
Allegations: CUSTOMER CLAIMS THAT VARIABLE LIFE POLICIES PURCHASED IN 2000 WERE NOT SUITABLE. COVERAGE WAS DETERMINED BY INSUREDS PROFESSIONAL BUSINESS ADVISORS, INCLUDING THEIR ATTORNEY WHO IS THE CONTRACT OWNER NAMED ABOVE. RR WHO IS NOT MENTIONED BY NAME IN THE COMPLAINT, DENIES ALLEGATION THAT SALE WAS UNSUITABLE
Settlement Amount: $196,368.00
Broker Comment: WITHOUT ADMITTING ANY WRONG DOING, ISSUER MADE A BUSINESS DECISION TO SETTLE COMPLAINT WITHOUT PERSONAL CONTRIBUTION BY REGISTERED REPRESENTATIVE. ISSUER MAINTAINS ITS POSITION THAT THE SALE WAS SUITABLE AT TIME OF PURCHASE. THE ATTORNEY AND ACCOUNTANT SELECTED THE AMOUNT OF INSURANCE AND PREMIUM TO BE PAID.

More Information

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