DENNIS DON MCMILLAN is currently employed as a Broker and/or Investment Adviser at CETERA ADVISOR NETWORKS LLC located at 13321 CALIFORNIA STREET, SUITE 100, OMAHA, NE, 68154.
DENNIS DON MCMILLAN has worked at CETERA ADVISOR NETWORKS LLC since January 17, 2017
Disclosure History
DENNIS DON MCMILLAN has 2 Disclosure Event(s).
Date: May 13, 2005 Category: Customer Dispute Allegations: REPRESENTATIVE MADE ERROR IN ADVISING CUSTOMERS THAT THEY WOULD HAVE LOSS FROM SURRENDERING VARIABLE ANNUITY CONTRACTS IN 2004. CUSTOMERS RECEIVED 1099S REFLECTING GAINS, WHICH RESULTED IN UNFORESEEN TAX CONSEQUENCES. NO ALLEGED COMPENSATORY WAS SPECIFIED, AND IT WAS NOT DETERMINED TO BE OVER $5000 UNTIL THE COMPLAINT SETTLED. Settlement Amount: $15,960.00
Date: August 13, 1974 Category: Criminal Charges: 1.KIDNAPPING 3 COUNTS, INDECENT LIBERTIES W/ CHILD 1 COUNT, 1 COUNT TERRORISTIC THREAT, 1 COUNT BATTERY, 1 COUNT LEWD AND LASCIVIOUS BEHAVIOR 2. FELONIES 3. PLEA- NOT GUILTY TO ALL Charge Type: FELONY Disposition: A. NOT GUILTY ON ALL CHARGES- ACQUITTED B. DECEMBER 17, 1974. Broker Comment: CHARGES BASED ON PICKING UP A HITCHIKER. JUNE 26TH 1974- CHARGED WITH OTHER OUTSTANDING CASES, DATES- APRIL 8TH 1974, 06-06-1972, 06-06-1972, 06-06-1972.
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