DENNIS GENE MCMILLIN is currently employed as a Broker and/or Investment Adviser at AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC. located at 4250 VETERAN'S MEMORIAL HIGHWAY, 4TH. FLOOR, SUITE 420E, HOLBROOK, NY, 11741.
DENNIS GENE MCMILLIN has worked at AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC. since June 22, 2007
Disclosure History
DENNIS GENE MCMILLIN has 1 Disclosure Event(s).
Date: July 02, 2010 Category: Customer Dispute Allegations: ALLEGED FAILURE TO TREAT THE CLAIMANTS IN A JUST AND EQUITABLE MANNER, BREACH OF CONTRACT, AND BREACH OF FIDUCIARY DUTY, NEGLIGENCE, NEGLIGENT MISREPRESENTATIONS AND OMISSIONS AND VIOLATION OF IOWA UNIFORM SECURITIES ACT. Damage Amount Requested: $183,000.00 Settlement Amount: $50,000.00 Broker Comment: ALTHOUGH ALL INVESTMENTS WERE SUITABLE AND PROPERLY SOLD TO THESE ACCREDITED INVESTORS, MY FIRM CHOSE TO SETTLE THIS MATTER FOR A FRACTION OF THE CLAIMED AMOUNT TO AVOID THE COSTS OF LITIGATION.
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