DENNIS WILLIAM TAPINEKIS is currently employed as a Broker and/or Investment Adviser at AEGIS CAPITAL CORP. located at Union Square, 514 Route 35 South, Red Bank, NJ, 07701.
DENNIS WILLIAM TAPINEKIS has worked at AEGIS CAPITAL CORP. since August 05, 2016
Disclosure History
DENNIS WILLIAM TAPINEKIS has 1 Disclosure Event(s).
Date: June 17, 2004 Category: Customer Dispute Allegations: CUSTOMER ALLEGES MISREPRESENTATION IN CONNECTION WITH PURCHASE OF A STOCK Damage Amount Requested: $35,000.00 Broker Comment: THE FIRM AND THE BROKER DENY THE ALLEGATIONS. ALL MATERIAL FACTS WERE MADE KNOWN TO THE CUSTOMER PRIOR TO THE EXECUTION OF THE PURCHASES IN QUESTION. THE CUSTOMER WAS SUITABLE FOR THE STOCK PURCHASED, AND IS ATTEMPTING TO BLAME OTHERS FOR HIS OWN INVESTMENT DECISIONS AND FOR LOSSES CAUSED BY MARKET CONDITIONS BEYOND ANYONE'S CONTROL
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