DENVER WAYNE CARLSON

DENVER WAYNE CARLSON is currently employed as a Broker and/or Investment Adviser at CAMBRIDGE INVESTMENT RESEARCH, INC. located at 1776 Pleasant Plain Rd., Fairfield, IA, 52556.

DENVER WAYNE CARLSON has worked at CAMBRIDGE INVESTMENT RESEARCH, INC. since January 13, 2016

Disclosure History

DENVER WAYNE CARLSON has 2 Disclosure Event(s).

Date: October 15, 1998
Category: Criminal
Charges: Conspiracy to Commit Theft 2nd
Disposition: Amended
Amended Charges: Conspiracy to Commit Theft 5th
Amended Charge Type: MISDEMEANOR Amended Charge
Amended Charge Disposition: Pled guilty

Date: January 18, 1998
Category: Criminal
Charges: Operating A Motor Vehicle Without Owners Consent
Disposition: Pled guilty

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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