DENVER FLOYD MCCALLISTER is currently employed as a Broker and/or Investment Adviser at CETERA FINANCIAL SPECIALISTS LLC located at 107 COLONIAL FARM, SALT ROCK, WV, 25559.
DENVER FLOYD MCCALLISTER has worked at CETERA FINANCIAL SPECIALISTS LLC since March 27, 2012
Disclosure History
DENVER FLOYD MCCALLISTER has 2 Disclosure Event(s).
Date: July 30, 2012 Category: Customer Dispute Allegations: CLAIMANT IS ALLEGING UNSUITABLE INVESTMENT AND FAILURE TO DISCLOSE SURRENDER FEES
Date: December 19, 2008 Category: Customer Dispute Allegations: CUSTOMER ALLEGES THAT THE ANNUITY SHE PURCHASED ON 1/9/06 WAS MISREPRESENTED AS SHE WAS TOLD THAT IT WAS A FOUR YEAR MAX WITHOUT PENALTIES AND WAS GUARANTEED THE ORIGINAL AMOUNT OF HER INVESTMENT. Damage Amount Requested: $52,344.00 Broker Comment: THE CLIENT WAS GIVEN FULL DISCLOSURE AS TO THE TYPE AND BENEFITS OF THE PRODUCT SHE PURCHASED. IT IS MY BELIEF THAT THIS ACCUSATION IS UNMERITED AND THAT THE CLIENT DID NOT SUFFER ANY DAMAGES DUE TO MY RELATIONSHIP WITH HER.
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