DEREK JAY DREGE is currently employed as a Broker and/or Investment Adviser at MML INVESTORS SERVICES, LLC located at 5195 45th St. S, Suite 200, Fargo, ND, 58104.
DEREK JAY DREGE has worked at MML INVESTORS SERVICES, LLC since June 20, 2012
Disclosure History
DEREK JAY DREGE has 1 Disclosure Event(s).
Date: September 04, 2012 Category: Regulatory Initiated By: NORTH DAKOTA INSURANCE DEPARTMENT Allegations: FAILURE TO DISCLOSE CRIMINAL CONVICTION ON STATE INSURANCE LICENSE APPLICATION. Resolution: Order SanctionDetails: Sanctions: Civil and Administrative Penalty(ies)/Fine(s) SanctionDetails: Amount: $200.00 Broker Comment: MISUNDERSTOOD THAT UNDERAGE ALCOHOL CONSUMPTION DID NOT QUALIFY AS A JUVENILE OFFENSE.
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