DEREK NORMAN SKAINS is currently employed as a Broker and/or Investment Adviser at SECURITIES AMERICA, INC. located at 12881 W PASADENA AVE, LITCHFIELD PARK, AZ, 85340.
DEREK NORMAN SKAINS has worked at SECURITIES AMERICA, INC. since August 19, 2009
Disclosure History
DEREK NORMAN SKAINS has 2 Disclosure Event(s).
Date: April 08, 2011 Category: Criminal Charges: AGGRAVATED ASSAULT, DV 13-1204.A.6 Disposition: Amended Amended Charges: (AMENDED) AGGRAVATED ASSAULT, DV 13-1203.A.1 (A CLASS 1 MISDEMEANOR) Amended Charge Type: MISDEMEANOR Amended Charge Amended Charge Disposition: Pled guilty Broker Comment: THIS CHARGE COMES FROM A DOMESTIC SITUATION BETWEEN MYSELF AND A FAMILY MEMBER. THE FAMILY MEMBER HAS UNFORTUNATELY EXAGGERATED THE FACTS RESULTING IN THIS CHARGE. THIS MATTER IS IN NO WAY SECURITIES RELATED.
Date: July 08, 2009 Category: Customer Dispute Allegations: FRAUD; BREACH OF CONTRACT; BREACH OF FIDUCIARY DUTY; NEGLIGENT SUPERVISION; UNAUTHORIZED TRADING; CHURNING; SUITABILITY Damage Amount Requested: $65,561.11 Broker Comment: CLAIM ABANDONED.
More Information
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