DEVIN J GAROFALO is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 13872 COALFIELD COMMONS PLACE, SUITE 201, MIDLOTHIAN, VA, 23114.
DEVIN J GAROFALO has worked at LPL FINANCIAL LLC since October 26, 2016
Disclosure History
DEVIN J GAROFALO has 1 Disclosure Event(s).
Date: June 21, 2011 Category: Customer Dispute Allegations: CUSTOMER ALLEGES THAT A REIT WAS AN INCORRECT INVESTMENT FOR HER BENEFICIARY IRA. ACTIVITY PERIOD 8/07 TO 3/08. Damage Amount Requested: $9,500.00 Broker Comment: CLAIM FOUND TO BE WITHOUT MERIT AND FACTUALLY ERRONEOUS. IT WAS CONSEQUENTLY DENIED.
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