Devon Christopher Mulligan

Devon Christopher Mulligan is currently employed as a Broker and/or Investment Adviser at EDWARD JONES located at 6513 CENTRAL AVE, PORTAGE, IN, 46368.

Devon Christopher Mulligan has worked at EDWARD JONES since September 06, 2016

Disclosure History

Devon Christopher Mulligan has 1 Disclosure Event(s).

Date: December 10, 1999
Category: Criminal
Charges: POSSESSION OF A BLANK/STOLEN/FORGED DRIVER'S LICENSE
Disposition: Reduced
Amended Charges: POSSESSION OF ALCOHOLIC BEVERAGE BY A PERSON UNDER AGE 21
Amended Charge Type: MISDEMEANOR Amended Charge
Amended Charge Disposition: Deferred Adjudication

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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