DIANA JAMIE JABBOUR

DIANA JAMIE JABBOUR is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 2060 HIGHWAY A1A # 301, INDIAN HARBOUR BEACH, FL, 32937.

DIANA JAMIE JABBOUR has worked at LPL FINANCIAL LLC since October 01, 2009

Disclosure History

DIANA JAMIE JABBOUR has 5 Disclosure Event(s).

Date: November 22, 2011
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: January 12, 2010
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: October 14, 2009
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: August 10, 2009
Category: Financial
Type: Compromise
Disposition: Direct Payment Procedure
Broker Comment: SEE PREVIOUS EXPLAINATION-IT IS THE SAME REASON.

Date: September 25, 2008
Category: Financial
Type: Compromise
Disposition: Direct Payment Procedure
Broker Comment: IN AUGUST OF 2007, WHEN I LEFT BANC OF AMERICA INVESTMENT SERVICES, I OWED AN AMOUNT OF $55,000 ACCORDING TO MY CONTRACT. I LIQUIDATED AND PAID THIS TO THEM FROM MY SAVINGS AND INVESTMENT ACCOUNTS.IT WAS MY EMERGENCY CASH AND LEFT ME WITH A SMALL SUM OF LIQUID ASSETS. NEEDING TO SUPPLEMENT MY INCOME, I UTILIZED LINES OF CREDIT. I AM PAYING OFF EACH DEBT MONTHLY WITH A STRICT TIMELINE TO COMPLETE IT.

More Information

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BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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