DIANE Y VAN NOSTRAND

DIANE Y VAN NOSTRAND is currently employed as a Broker and/or Investment Adviser at CITIGROUP GLOBAL MARKETS INC. located at CITI RETAIL BANKING, 101 California Street, 31st Floor, Suite 3150, SAN FRANCISCO, CA, 94111.

DIANE Y VAN NOSTRAND has worked at CITIGROUP GLOBAL MARKETS INC. since June 11, 2010

Disclosure History

DIANE Y VAN NOSTRAND has 2 Disclosure Event(s).

Date: February 28, 2012
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

Date: September 01, 2009
Category: Judgment / Lien
Judgment/Lien Amount: $627.00
Judgment/Lien Type: Civil
Broker Comment: MASSACHUSETTS LANDSCAPER ATTEMPTED TO BILL FOR SERVICES ON MY PROPERTY THAT WERE NEVER AUTHORIZED. NOTICE OF COURT HEARING WAS DELIVERED TO MY MASSACHUSETTS ADDRESS EVEN THOUGH THE PLAINTIFF KNOWS I LIVE IN CALIFORNIA. WITHOUT KNOWLEDGE OF COURT ACTION AND DATE, I DID NOT APPEAR, AND A DEFAULT JUDGMENT WAS OBTAINED. I AM WORKING WITH AN ATTORNEY FOR A NEW HEARING SO THAT I CAN PHYSICALLY APPEAR IN COURT TO DEMAND LANDSCAPER PROVIDE PROOF OF CONTRACTUAL AGREEMENT. SINCE THERE WAS NO AGREEMENT OF ANY KIND, WRITTEN OR VERBAL, I AM CONFIDENT THIS JUDGMENT WILL BE OVERTURNED.

More Information

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BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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