DIEGO SARO FURNARI is currently employed as a Broker and/or Investment Adviser at PRUCO SECURITIES, LLC. located at 3366 PARK AVENUE, SUITE 213, WANTAGH, NY, 11793.
DIEGO SARO FURNARI has worked at PRUCO SECURITIES, LLC. since February 11, 1982
Disclosure History
DIEGO SARO FURNARI has 2 Disclosure Event(s).
Date: September 04, 2014 Category: Customer Dispute Allegations: CLIENT ALLEGES THAT THE REPRESENTATIVE DID NOT FULLY DISCLOSE ALL THE FACTS REGARDING THE TAX CONSEQUENCES Damage Amount Requested: $8,000.00
Date: March 21, 2007 Category: Customer Dispute Allegations: REGARDING THE 1989 PURCHASE OF A VARIABLE APPRECIABLE LIFE INSURANCE POLICY, THE CLIENT ALLEGED MISREPRESENTATION AT THE POINT OF SALE REGARDING PREMIUM PAYMENTS. Broker Comment: THIS CONCERNS A POLICY INCLUDED IN THE CLASS OF POLICIES THAT WAS THE SUBJECT OF A NATIONWIDE CLASS ACTION SETTLEMENT IN WHICH PRUDENTIAL, ITS INSURANCE AFFILIATES AND PERSONNEL WERE RELEASED CONCERNING LIFE INSURANCE SALES PRACTICES. THE CLASS ACTION SETTLEMENT REMEDIATION PROCESSES FOR ADDRESSING CLAIMS FOR POLICIES INCLUDED IN THE CLASS HAVE CONCLUDED. BECAUSE THE COMPANY AND THE REPRESENTATIVE(S) WERE RELEASED FROM ANY FURTHER LIABILITY OR OBLIGATION WITH RESPECT TO CLAIMS LIKE THOSE MADE BY THE POLICYHOLDER, THE COMPANY IS NOT REVIEWING THIS INQUIRY AND IS MAKING NO FINDING OR FURTHER FILING REGARDING THIS INQUIRY.
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