DINO JOSEPH MACALUSO is currently employed as a Broker and/or Investment Adviser at PURSHE KAPLAN STERLING INVESTMENTS located at 18 CORPORATE WOODS BOULEVARD, 4TH FLOOR, ALBANY, NY, 12211.
DINO JOSEPH MACALUSO has worked at PURSHE KAPLAN STERLING INVESTMENTS since March 10, 1997
Disclosure History
DINO JOSEPH MACALUSO has 2 Disclosure Event(s).
Date: June 25, 2009 Category: Customer Dispute Allegations: CUSTOMER ALLEGES HE WAS NOT ADVISED OF EXECUTION FEES CHARGED BY THE CLEARING FIRM AND WAS OVERCHARGED ON COMMISSIONS BETWEEN 10/08-4/09. Damage Amount Requested: $23,509.00 Settlement Amount: $1,000.00 Broker Comment: CUSTOMER RECEIVED WRITTEN CONFIRMATIONS DETAILING ALL FEES AND COMMISSIONS OVER THE EIGHT MONTH PERIOD IN QUESTION AND WAS VERBALLY ADVISED OF SAME.
Date: November 02, 2004 Category: Customer Dispute Allegations: CLIENT LOST FUNDS DURING A PROTRACTED BEAR MARKET. THREE YEARS LATER HE CLAIMED THAT HE WAS UNSUITABLE FOR THE INVESTMENTS THAT WERE MADE. Damage Amount Requested: $100,000.00 Settlement Amount: $100,000.00 Broker Comment: CLIENT WAS A PROFESSIONAL ATHLETE WITH A MULTIMILLION DOLLAR ACCOUNT AND WAS ALSO AN AGGRESSIVE EQUITY TRADER. CLAIM WAS SETTLED AS A BUSINESS DECISION. MR. MACALUSO AND PURSHE KAPLAN STERLING INVESTMENTS DENY ANY WRONGFUL ACTS AND GIVE NO MERIT TO THE COMPLAINT.
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