DIOVA A. GRAY is currently employed as a Broker and/or Investment Adviser at AMERIPRISE FINANCIAL SERVICES, INC. located at 431 Cleveland St, Woodland, CA, 95695.
DIOVA A. GRAY has worked at AMERIPRISE FINANCIAL SERVICES, INC. since April 20, 2018
Disclosure History
DIOVA A. GRAY has 1 Disclosure Event(s).
Date: June 16, 2009 Category: Customer Dispute Allegations: CUSTOMERS ALLEGE THEY BELIEVED THEY WERE INVESTED IN A FIXED ANNUITY, BUT LATER LEARNED THAT THEIR INVESTMENT WAS SUBJECT TO MARKET VOLATILITY. ALLEGED ACTIVITY PERIOD IS MARCH 2007 THROUGH NOVEMBER 2008. CUSTOMERS SURRENDERED THEIR INVESTMENT AND SEEK THE DIFFERENCE BETWEEN THEIR INITIAL INVESTMENT AND SURRENDER VALUE. Damage Amount Requested: $48,518.32
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