DOMINICK M ROSE is currently employed as a Broker and/or Investment Adviser at PFS INVESTMENTS INC. located at 11811 NORTH FWY, STE 410-A, HOUSTON, TX, 77060.
DOMINICK M ROSE has worked at PFS INVESTMENTS INC. since July 05, 2011
Disclosure History
DOMINICK M ROSE has 1 Disclosure Event(s).
Date: June 13, 2012 Category: Criminal Charges: THEFT OF SERVICE GREATER THAN $20 LESS THAN $500 Disposition: Deferred Adjudication Broker Comment: WROTE A CHECK FOR MY REGISTRATION, BY THE TIME CHECK CLEARED I HAD LESS THAN THE REQUIRED AMOUNT IN MY BANK ACCOUNT - WAS UNAWARE CHECK BOUNCED AND FOUND OUT A YEAR LATER THAT IT HAD AND WAS NOW IN WARRANT STATUS
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