DON CELESTIN

DON CELESTIN is currently employed as a Broker and/or Investment Adviser at MORGAN STANLEY located at 1261 WEST CAUSEWAY APPROACH, MANDEVILLE, LA, 70471.

DON CELESTIN has worked at MORGAN STANLEY since June 01, 2009

Disclosure History

DON CELESTIN has 2 Disclosure Event(s).

Date: September 09, 2009
Category: Customer Dispute
Allegations: NEGLIGENCE
Damage Amount Requested: $165,000.00

Date: November 09, 1990
Category: Employment Separation After Allegations
Firm Name: PAINEWEBBER INC.
Termination Type: Permitted to Resign
Allegations: NONESIGNED CLIENT AGREEMENTS ON RMS FORM,RESOURCE MANAGEMENT ACCOUNT FORM. SIGNED CLIENT'S SIGNATURE.
Broker Comment: PERMITTED TO RESIGNINVESTMENT EXECUTIVE SIGNED CLIENT AGREEMENTS ONRESOURCE MANAGEMENT ACCOUNT FORM. NO ACTUAL MONIES, COMMISSION,OR CLIENT COMPLAINTS WERE FILED OR SENT TO NEW YORK, THESE WEREEXISTING CLIENTS WITH BROKER FOR TWO YEARS PLUS AND RMAPACKETS, LETTERS & MAILERS WERE SENT TO CLIENTS PRIOR TO THEEVENT.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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