DON L TORRILLO is currently employed as a Broker and/or Investment Adviser at SPARTAN CAPITAL SECURITIES, LLC located at 595 STEWART AVENUE, 8TH FLOOR, GARDEN CITY, NY, 11530.
DON L TORRILLO has worked at SPARTAN CAPITAL SECURITIES, LLC since May 14, 2015
Disclosure History
DON L TORRILLO has 2 Disclosure Event(s).
Date: August 04, 2009 Category: Customer Dispute Allegations: CHURNING-UNSUITABLITY-UNAUTHORIZED TRADING, FRAUD & BREACH OF FIDUCIARY DUTY. Settlement Amount: $36,000.00 Broker Comment: MR. TORRILLO DENIES ALL ALLEGATIONS IN THE STATEMENT OF CLAIM. THE INVESTMENTS WERE IN ACCORD WITH THE CLIENTS INVESTMENT OBJECTIVE. MR. TORRILLO WILL WAGE A VIGOROUS DEFENSE. I AGREED TO SETTLE THIS MATTER VIA MEDIATION RATHER THEN ARBITRATION TO AVOID INCURRING LEGAL FEES, TRAVELING EXPENSES AND OTHER EXPENSES THAT WOULD HAVE BEEN INCURRED WITH HEARING THE CASE IN TEXAS.
Date: December 20, 2006 Category: Customer Dispute Allegations: FROM MARCH 2004 THRU APRIL 2005 CLIENT ALLEGES CHURNING, IMPROPER USE OF MARGIN, BREACH OF FIDUCIARY DUTIES AND DUTY TO SUPERVISE Damage Amount Requested: $436,946.00 Settlement Amount: $177,000.00 Broker Comment: MR. TORRILLO WAS REGISTERED IN TEXAS FROM 1/2004 THRU 12/2005 WHILE AT FIRM. [CUSTOMER] ACCOUNT WAS OPENED ON 3/17/2004.
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