DONALD WAYNE BRATCHER is currently employed as a Broker and/or Investment Adviser at MML INVESTORS SERVICES, LLC located at 1043 PEDIGO WAY STE 32, BOWLING GREEN, KY, 42103.
DONALD WAYNE BRATCHER has worked at MML INVESTORS SERVICES, LLC since July 31, 2006
Disclosure History
DONALD WAYNE BRATCHER has 1 Disclosure Event(s).
Date: January 12, 1994 Category: Regulatory Initiated By: STATE OF FLORIDA DEPARTMENT OF INSURANCE Allegations: IN 3-90 I SOLD A GROUP HEALTH W/A CARRIER THAT LATER BECAME SELF-INSURED AND A UNAPPROVED PLAN IN FL.IN 4-92 I RELOCATED TO KY AND ON 9-13-93 REC'D NOTICE FROM FL DOI THAT A CLIENT HAD FILED A COMPLAINT ON A CLAIM AND THE PLAN.TO SETTLE THIS I AGREED TO SURRENDER MY NONRES. LIC. ON 3-8-94 FOR TWO YEARS. NO OTHER ACTION HAS OCCURED SINCE. Resolution: Stipulation and Consent SanctionDetails: Sanctions: Revocation/Expulsion/Denial Sanction Details: MAY REAPPLY AFTER 2 YEARS FROM EFFECTIVE DATE OF 01/12/1994 Broker Comment: ON 8-27-90 THE ABOVE MENTIONED GROUP REC'D NOTICE THAT BC/BS OF NEW YORK WOULD NO LONGER INSURE THE PLAN AND BECAME AN SELF INSURED, UNAPPROVED PLAN IN FL. I IMMEDIATELY STARTED SHOPPING THE PLAN BUT WITH PRE-X WAS UNABLE TO FIND ANOTHER CARRIER UNTIL 3-91. ON 9-4-90 AN EMPLOYEE HAD A SURGERY FOR A CONDITION THAT HE HAD NOT LISTED ON APPLICATION AND WAS NOT PAID BECAUSE IT WAS PRE-X
More Information
All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.
A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.
BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.
To view the full report for DONALD WAYNE BRATCHER, click here.
The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.
×
Outdated Information
If you discover any errors or outdated information on this Website, please contact us and we will promptly correct such errors or outdated information.
If BrokerCheck® is the source of such errors or outdated information, please contact FINRA at (301) 590-6500.
×
BrokerSearch Removal
Brokersearch.info will not fully remove items from this Website without an applicable court order designating them for removal. Investors rely on the information available on this Website to decide whether to choose or retain a broker or investment adviser.
Upon written request, we may remove certain page(s) from appearing in search engine results using the robots.txt protocol.
When a person searches for your name using Google, Bing, Yahoo! and other search engines the page(s) from Brokersearch.info would not appear in the search results.
Please contact us to learn more about Search Engine Removal.