DONALD WAYNE BUESCHER

DONALD WAYNE BUESCHER is currently employed as a Broker and/or Investment Adviser at UBS FINANCIAL SERVICES INC. located at 301 COMMERCE, FT. WORTH, TX, 76102.

DONALD WAYNE BUESCHER has worked at UBS FINANCIAL SERVICES INC. since September 13, 1990

Disclosure History

DONALD WAYNE BUESCHER has 2 Disclosure Event(s).

Date: May 04, 2000
Category: Customer Dispute
Allegations: CLIENT ALLEGES THAT FA MADE UNAUTHORIZED PURCHASES OF VARIOUS MUTUAL FUNDS. TIME PERIOD IS APRIL 7, 2000. DAMAGES WERE NOT SPECIFIED.

Date: June 25, 1999
Category: Customer Dispute
Allegations: CLIENT ALLEGES THAT HE DID NOT AUTHORIZE THEPURCHASE OF EAGLE GEOGRAPHICS ON 6/16/99 IN HIS PAINEWEBBERACCCOUNT. LOSS IN EAGLE GEOGRAPHICS IS GREATER THAN $5,000.
Broker Comment: NOT PROVIDEDON 12-9-98 CLIENT BOUGHT 5000 @ 4 1/2, THEN ON6-8-99 CLIENT ENTER AN ORDER TO BUY ANOTHER 10,000 @ 200 GOODTILL CANCEL TO DOLLAR COST AVERAGE DOWN AS HE HAS DONE MANYTIME BEFORE. ON 6-15-99 CLIENT WAS TALKING ABOUT ANOTHER 5000@ 1 5/8. ON 6-18-99, CLIENT WAS FILLED ON 10,000 @ 200. CLIENTNEVER GAVE ME INSTRUCTIONS TO CANCEL.

More Information

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BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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