DONALD REX CALVERT is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at 1701 CAPITOL AVE, CHEYENNE, WY, 82001.
DONALD REX CALVERT has worked at WELLS FARGO CLEARING SERVICES, LLC since January 03, 2011
Disclosure History
DONALD REX CALVERT has 2 Disclosure Event(s).
Date: July 18, 2005 Category: Customer Dispute Allegations: THE CLIENT ALLEGES THAT "WE HAVE NO MONEY. YOUR FORMER PARTNERS STOLE IT ALL." DAMAGES ESTIMATED TO EXCEED $5,000. Broker Comment: MR. CALVERT DENIES THE CUSTOMOER'S ALLEGATIONS AS FALSE AND COMPLETELY WITHOUT MERIT. MR. CALVERT HAS NEVER PERSONALLY SPOKEN TO CUSTOMER AND WAS NEVER AN ACTIVE PATRICIPANT IN THE MANAGEMENT OF HIS ACCOUNT. MR. CALVERT'S FORMER PARTNER HANDLED THE CLIENT'S ACCOUNT BEFORE MR. CALVERT DEPARTED FROM UBS. MR. CALVERT DISPUTES THE REPORTING OF THIS MATTER ON HIS U4/U5, AS THE CUSTOMER'S COMPLAINT LETTER DOES NOT SPECIFICALLY IDENTIFY MR. CALVERT AS THE SUBJECT OF HIS COMPLAINT.
Date: September 10, 2001 Category: Customer Dispute Allegations: NEGLIGENCE, MISREPRESENTATION, OMISSION OF FACTS Damage Amount Requested: $100,000.00 Broker Comment: I STRONGLY DENY CUSTOMER'S ALLEGATION OF UNSUITABLE RECOMMENDATIONS AS THE CLAIMANT EXECUTED ALMOST EVERY TRANSACTION UNSOLICITED AND FROM HIS ONLINE ACCOUNT FROM HIS PERSONAL COMPUTER. CLAIMANT HAS ALSO NOTIFIED THE NASD THAT HE WISHES TO EXPUNGE MY RECORD OF THIS COMPLAINT.
More Information
All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.
A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.
BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.
To view the full report for DONALD REX CALVERT, click here.
The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.
×
Outdated Information
If you discover any errors or outdated information on this Website, please contact us and we will promptly correct such errors or outdated information.
If BrokerCheck® is the source of such errors or outdated information, please contact FINRA at (301) 590-6500.
×
BrokerSearch Removal
Brokersearch.info will not fully remove items from this Website without an applicable court order designating them for removal. Investors rely on the information available on this Website to decide whether to choose or retain a broker or investment adviser.
Upon written request, we may remove certain page(s) from appearing in search engine results using the robots.txt protocol.
When a person searches for your name using Google, Bing, Yahoo! and other search engines the page(s) from Brokersearch.info would not appear in the search results.
Please contact us to learn more about Search Engine Removal.