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DONALD JOHN CARCIERI is currently employed as a Broker and/or Investment Adviser at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED located at 1 CITIZENS PLZ, PROVIDENCE, RI, 02903.
DONALD JOHN CARCIERI has worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED since February 11, 2015
DONALD JOHN CARCIERI has 1 Disclosure Event(s).
Date: May 09, 2014All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.
A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.
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