DONALD A. CARON is currently employed as a Broker and/or Investment Adviser at MORGAN STANLEY located at 1850 K STREET NW, SUITE 900, WASHINGTON, DC, 20006.
DONALD A. CARON has worked at MORGAN STANLEY since June 01, 2009
Disclosure History
DONALD A. CARON has 1 Disclosure Event(s).
Date: December 14, 1998 Category: Customer Dispute Allegations: CLIENT ALLEGED THAT THE PURCHASE OF A STOCKWAS UNSUITABLE FOR HIS PROFIT SHARING PLAN ALLEGED DAMAGESUNSPECIFIED BUT IN EXCESS OF $5,000 SMITH BARNEY INC Settlement Amount: $840.00 Broker Comment: THE CLAIM WAS SETTLED FOR $840NOT PROVIDED
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