DONALD ROBERT CARTER

DONALD ROBERT CARTER is currently employed as a Broker and/or Investment Adviser at INNOVATION PARTNERS LLC located at 5950 FAIRVIEW ROAD, SUITE 806, CHARLOTTE, NC, 28210.

DONALD ROBERT CARTER has worked at INNOVATION PARTNERS LLC since December 07, 2012

Disclosure History

DONALD ROBERT CARTER has 1 Disclosure Event(s).

Date: January 30, 2012
Category: Judgment / Lien
Judgment/Lien Amount: $664,288.00
Judgment/Lien Type: Tax

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

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