DONALD ALLEN GEARHART is currently employed as a Broker and/or Investment Adviser at WORLD CHOICE SECURITIES, INC. located at 1692 LAURIE DR., CANYON LAKE, TX, 78133-5337.
DONALD ALLEN GEARHART has worked at WORLD CHOICE SECURITIES, INC. since September 07, 2004
Disclosure History
DONALD ALLEN GEARHART has 1 Disclosure Event(s).
Date: October 24, 1997 Category: Regulatory Initiated By: TEXAS STATE SECURITIES BOARD Allegations: Not Provided Resolution: Consent Sanction Details: ON OCTOBER 24, 1997, THE SECURITIES COMMISSIONERENTERED A CONSENT ORDER AGAINST DONALD ALLEN GEARHART.RESPONDENT FAILED TO REPORT A BANKRUPTCY FILING ON HIS FORMU-4. PURSUANT TO SECTION 14.A(6) OF THE SECURITIES ACT ANORDER OF REPRIMAND IS ISSUED. Broker Comment: I DID NOTIFY MY EMPLOYER AT THE TIME OF MYPERSONAL BANKRUPTCY. I THEREFORE ERRONEOUSLY ASSUMED THAT THEREWAS SUFFICIENT NOTICE. AS I WAS COMPLETING AN UPDATED FORM U-4,I DUTIFULLY CORRECTED THE ENTRY. THIS AMENDMENT IS BEING FILED BECAUSE I DID NOT REALIZE THAT ANSWERING YES TO BOX 23D(1) WOULD CAUSE 23D(2) AND 23D(4) TO ALSO BE YES ANSWERS.
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