DONALD BRUCE GREGORY

DONALD BRUCE GREGORY is currently employed as a Broker and/or Investment Adviser at MORGAN STANLEY located at 1300 FRANKLIN AVENUE, GARDEN CITY, NY, 11530.

DONALD BRUCE GREGORY has worked at MORGAN STANLEY since June 01, 2009

Disclosure History

DONALD BRUCE GREGORY has 1 Disclosure Event(s).

Date: May 13, 1998
Category: Customer Dispute
Allegations: CLIENT ALLEGES THAT HE DID NOT PALCE AN ORDERTO SELL POLYGRAM NV NETHERLANDS SHORT ON 4/98 IN HISPAINEWEBBER ACCOUNT. HE STATES HE DID NOT RECEIVE ACONFIRMATION FOR THE TRANSACTION. LOSS FROM THE TRADE:$12,916.00
Damage Amount Requested: $12,916.00
Broker Comment: PAINEWEBBER DENIED THE CLAIMNOT PROVIDED

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

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