DONALD STEWART HUTCHINSON

DONALD STEWART HUTCHINSON is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 37 BIRCHBANK RD, SHELTON, CT, 06484.

DONALD STEWART HUTCHINSON has worked at LPL FINANCIAL LLC since December 09, 2003

Disclosure History

DONALD STEWART HUTCHINSON has 2 Disclosure Event(s).

Date: October 30, 2001
Category: Customer Dispute
Allegations: THE CLIENT ALLEGES THAT HER ACCOUNT WAS TRADED QUITE HEAVILY AND IN MOST CASES WITHOUT HER KNOWLEDGE. NO SPECIFIC DAMAGE AMOUNT ALLEGED.
Broker Comment: A RESPONSE DENYING THE CLIENT'S ALLEGATIONS WAS SENT TO HER IN NOVEMBER 2001.

Date: May 28, 1999
Category: Customer Dispute
Allegations: CUSTOMER ALLEGES THAT DONALD HUTCHINSONPURCHASED SHARES OF A MUTUAL FUND IN HIS MOTHER'S ACCOUNTWITHOUT HER CONSENT. CUSTOMER ALLEGES $10,316 IN DAMAGES. THISOCCURED AT MERRILL LYNCH.
Damage Amount Requested: $10,316.00
Broker Comment: THE CUSTOMER'S ALLEGATIONS ARE FALSE. HE HAD NOKNOWLEDGE OF THE CIRCUMSTANCES OF THE PURCHASE AS MRS. NELSONDID NOT DISCUSS INVESTMENTS WITH HIM. THERE WAS NO QUESTIONABOUT THE PURCHASE AT THE TRIME SALE-ONLY AFTER MRS. NELSON WASDEAD. THE PURCHASE PRODUCED A PROFIT WHEN INCOME AND CAP GAINSARE INCLUDED-THEY WERE NOT REINVESTED. HAD RESULTS BEENCALCULATED CORRECTLY AND MY ADVICE BEEN HEEDED THE SHARE WOULDBE CONSIDERABLY HIGITEN TODAY. CUSTOMER WAS INFORMED OFCORRECT RETURNS BEFORE THE SALE.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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