DONALD MORRIS KOWALSKY is currently employed as a Broker and/or Investment Adviser at CAMBRIDGE INVESTMENT RESEARCH, INC. located at 2800 Shallowford Rd, Atlanta, GA, 30341.
DONALD MORRIS KOWALSKY has worked at CAMBRIDGE INVESTMENT RESEARCH, INC. since December 01, 2015
Disclosure History
DONALD MORRIS KOWALSKY has 3 Disclosure Event(s).
Date: October 24, 2014 Category: Customer Dispute Allegations: ALLEGED VIOLATION OF COMMON LAW FRAUD, BREACH OF FIDUCIARY DUTY, FAILURE TO SUPERVISE, NEGLIGENCE, IN THE SALE OF $114,449 DBSI 2008 NOTES ON 04/07/2008. Damage Amount Requested: $150,000.00 Settlement Amount: $50,000.00
Date: July 25, 2014 Category: Customer Dispute Allegations: ALLEGED FAILURE TO PERFORM DUE DILIGENCE, FAILURE TO SUPERVISE, COMMON LAW FRAUD, BREACH OF FIDUCIARY DUTY, NEGLIGENCE IN THE SALE OF $103,010 DBSI 2008 NOTES ON 7/10/2008.
Date: October 11, 2013 Category: Customer Dispute Allegations: ALLEGED BREACH OF CONTRACT, BREACH OF FIDUCIARY DUTY, FAILURE TO SUPERVISE, NEGLIGENCE AND GROSS NEGLIGENCE, MISREPRESENTATIONS AND OMISSIONS, VIOLATIONS OF FINRA RULES, AND GEORGIA AND FEDERAL SECURITIES LAWS IN THE SALE OF $60,000 DBSI CAVANAUGH II, LLC ON 12/10/2007 AND $25,000 DBSI 2008 NOTES ON 3/3/2008. Damage Amount Requested: $85,000.00 Settlement Amount: $37,500.00
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