DONALD EDWARD MORRIS

DONALD EDWARD MORRIS is currently employed as a Broker and/or Investment Adviser at RAYMOND JAMES FINANCIAL SERVICES, INC. located at 655 METRO PLACE SOUTH, SUITE 260, DUBLIN, OH, 43017.

DONALD EDWARD MORRIS has worked at RAYMOND JAMES FINANCIAL SERVICES, INC. since March 06, 2009

Disclosure History

DONALD EDWARD MORRIS has 2 Disclosure Event(s).

Date: January 07, 2003
Category: Customer Dispute
Allegations: CLIENT ALLEGED THAT THE SALE OF STRIPS WAS UNAUTHORIZED. 2001. ALLLEGED DAMAGES UNSPECIFIED.
Broker Comment: CLAIM DENIED.

Date: February 22, 2001
Category: Customer Dispute
Allegations: THE CLIENT'S ATTORNEY ALLEGED THAT THE CHARITABLE REMAINDER UNITRUST AND THE IRREVOCABLE LIFE INSURANCE TRUST ARE NOT IN THE CLIENT'S BEST INTERESTS. JANUARY 2001. ALLEGED DAMAGES UNSPECIFIED.
Broker Comment: THE CLIENT'S CLAIM WAS DENIED.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for DONALD EDWARD MORRIS, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.