DONALD JAY RIPLEY is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at 1201 3RD AVE STE 3500, SEATTLE, WA, 98101.
DONALD JAY RIPLEY has worked at WELLS FARGO CLEARING SERVICES, LLC since July 01, 2003
Disclosure History
DONALD JAY RIPLEY has 2 Disclosure Event(s).
Date: December 04, 2001 Category: Customer Dispute Allegations: CUSTOMER ALLEGES SECURITIES IN HIS ACCOUNT WERE UNSUITABLE. Damage Amount Requested: $540,871.00 Settlement Amount: $9,500.00 Broker Comment: WE SETTLED THIS MATTER FOR BUSINESS REASONS.
Date: September 22, 2000 Category: Customer Dispute Allegations: CLIENT ALLEGES UNAUTHORIZED TRADING, CHURNING AND MISREPRESENTATION OCCURRED WITH REGARDS TO HER ACCOUNT. DAMAGES NOT SPECIFIED. Broker Comment: MERRILL LYNCH DENIES THAT THERE WAS ANY WRONGDOING WITH REGARDS TO THE CLIENT'S ACCOUNT. THE FIRM BELIEVED THAT THE CLIENT'S CLAIMS HAD NO MERIT AND WERE DENIED. THE CLIENT, ALTHOUGH PROVIDED SUFFICIENT OPPORTUNITY, NEVER RESPONDED, THEREFORE, THIS MATTER WAS CLOSED.
More Information
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