DONALD BRUCE SCHARENBERG

DONALD BRUCE SCHARENBERG is currently employed as a Broker and/or Investment Adviser at STIFEL, NICOLAUS & COMPANY, INCORPORATED located at RIVERVIEW TOWER, 2100 NORTHWEST BLVD SUITE 390, COEUR D'ALENE, ID, 83814.

DONALD BRUCE SCHARENBERG has worked at STIFEL, NICOLAUS & COMPANY, INCORPORATED since May 09, 2013

Disclosure History

DONALD BRUCE SCHARENBERG has 1 Disclosure Event(s).

Date: December 15, 1999
Category: Customer Dispute
Allegations: CLIENTS COMPLAINED THAT BEFORE IT WAS RECOMMENDED THAT THEY SELL THEIR BONDS, THEY WERE NOT ALERTED TO THE RAMIFICATIONS OR COSTS OF DOING SO.
Damage Amount Requested: $10,000.00

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All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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