DONALD TALERICO

DONALD TALERICO is currently employed as a Broker and/or Investment Adviser at PRUCO SECURITIES, LLC. located at 9 E LOOCKERMAN STREET, SUITE 312, DOVER, DE, 19901.

DONALD TALERICO has worked at PRUCO SECURITIES, LLC. since September 29, 1986

Disclosure History

DONALD TALERICO has 1 Disclosure Event(s).

Date: June 28, 2001
Category: Customer Dispute
Allegations: REGARDING THE PURCHASE OF A VARIABLE INSURANCE POLICY, THE CLIENT ALLEGED THAT THE REPRESENTATIVE COLLUDED WITH HER EX-HUSBAND IN CONVERTING FUNDS IN THEIR CHILDREN'S MUTUAL FUND ACCOUNTS, AND THAT HER SIGNATURE WAS FORGED.
Broker Comment: THIS MATTER IS BEING REPORTED CONSISTENT WITH NASDR RULES PERTAINING TO THE REPORTING OF CERTAIN WRITTEN CUSTOMER COMPLAINTS. THE COMPANY BY THIS FILING MAKES NO ALLEGATIONS REGARDING THE ACTIONS OF THE REPRESENTATIVE.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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