DONALD TROY VIETH is currently employed as a Broker and/or Investment Adviser at INTERNATIONAL ASSETS ADVISORY, LLC located at 102A N BUS HWY 54, ELDON, MO, 65026.
DONALD TROY VIETH has worked at INTERNATIONAL ASSETS ADVISORY, LLC since March 02, 2017
Disclosure History
DONALD TROY VIETH has 2 Disclosure Event(s).
Date: October 18, 2017 Category: Customer Dispute Allegations: THE CLIENTS ALLEGE THERE WAS EXCESSIVE TRADING IN THEIR ACCOUNT TO GENERATE COMMISSIONS AND THAT THE FINANCIAL ADVISOR PROVIDED POOR ADVICE TO PURCHASE GALENA BIOPHARMA. Damage Amount Requested: $5,000.00 Broker Comment: I DENY THE ALLEGATIONS OF THE CUSTOMER COMPLAINT. CUSTOMER'S VERSION OF EVENTS IS GROSSLY INACCURATE.AFTER COMPLETION OF THE FIRM'S INVESTIGATION INTO CLIENT'S ALLEGATIONS, CLAIM WAS DENIED.
Date: April 25, 2014 Category: Customer Dispute Allegations: CLIENT ALLEGES THE PURCHASE OF TWO MUNICIPAL BONDS ON 3/8/13 WAS MISREPRESENTED. Damage Amount Requested: $5,000.00 Broker Comment: AFTER COMPLETION OF THE FIRM'S INVESTIGATION INTO CLIENT'S ALLEGATIONS, CLAIM WAS DENIED.
More Information
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