DONALD EDWARD WALLACE

DONALD EDWARD WALLACE is currently employed as a Broker and/or Investment Adviser at D.H. HILL ADVISORS, INC. located at 14201 W. Sunrise Blvd., Suite 203, Ft. Lauderdale, FL, 33322.

DONALD EDWARD WALLACE has worked at D.H. HILL ADVISORS, INC. since May 16, 2017

DONALD EDWARD WALLACE is also currently employed as a Broker and/or Investment Adviser at MONEY ARMOUR, INC. located at 14201 W. SUNRISE BLVD.SUITE 203, FORT LAUDERDALE, FL, 33323 since January 01, 1970

DONALD EDWARD WALLACE is also currently employed as a Broker and/or Investment Adviser at D.H. HILL SECURITIES, LLLP located at 14201 W. Sunrise Blvd.Suite 203, Ft. Lauderdale, FL, 33322 since January 01, 1970

Disclosure History

DONALD EDWARD WALLACE has 1 Disclosure Event(s).

Date: April 22, 2011
Category: Customer Dispute
Allegations: IN 2006 CLAIMANT ALLEGES DAMAGES FOR BREACH OF FIDUCIARY DUTY, NEGLIGENCE, NEGLIGENT MISREPRESENTATION, CONSTRUCTIVE FRAUD, VIOLATION OF FLORIDA'S SECURITIES & INVESTOR PROTECTION ACT AND BREACH OF CONTRACT.
Damage Amount Requested: $1,000,000.00
Settlement Amount: $14,999.99
Broker Comment: MR. WALLACE ADAMANTLY DENIES ANY WRONGDOING IN THIS MATTER. THE DECISION TO SETTLE WAS STRICTLY DUE TO THE FACT THAT THE SMALL NUISANCE SETTLEMENT WAS CONSIDERABLY LESS THAN THE ATTORNEY FEES TO PROCEED TO ARBITRATION.

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All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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