DONNA ROSEANN EVISON

DONNA ROSEANN EVISON is currently employed as a Broker and/or Investment Adviser at AMERIPRISE FINANCIAL SERVICES, INC. located at 4852 KENDRICK PL, STE 102, MISSOULA, MT, 59808-9498.

DONNA ROSEANN EVISON has worked at AMERIPRISE FINANCIAL SERVICES, INC. since May 30, 1997

Disclosure History

DONNA ROSEANN EVISON has 1 Disclosure Event(s).

Date: June 17, 2013
Category: Customer Dispute
Allegations: THE CLIENT ALLEGED HIS FINANCIAL ADVISOR MISREPRESENTED PURCHASES OF PRTCX IN MARCH 2013 AS BEING BANK QUALIFIED WHEN THEY WERE NOT.
Damage Amount Requested: $43,333.12
Broker Comment: THE COMPLAINT WAS DENIED. THE CLIENT IS AN INSTITUTIONAL INVESTOR WHO INDICATED HE WAS EXERCISING INDEPENDENT JUDGMENT IN EVALUATING THE ADVISOR'S RECOMMENDATIONS.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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