DONNA LOUISE SULZBACH

DONNA LOUISE SULZBACH is currently employed as a Broker and/or Investment Adviser at CETERA ADVISORS LLC located at 137 WILBUR DRIVE, NORTH CANTON, OH, 44720.

DONNA LOUISE SULZBACH has worked at CETERA ADVISORS LLC since January 01, 2004

Disclosure History

DONNA LOUISE SULZBACH has 2 Disclosure Event(s).

Date: September 15, 2004
Category: Customer Dispute
Allegations: THE CLIENT ALLEGES THAT THE VARIABLE ANNUITY PURCHASED JUNE 1999, WAS AN UNSUITABLE INVESTMENT.
Damage Amount Requested: $170,786.39 Damages Granted: $282,262.80

Date: November 15, 2001
Category: Customer Dispute
Allegations: THE CLIENT ALLEGES THAT THE VARIABLE ANNUITY THAT THE CLIENT PURCHASED IN JUNE OF 1999 WAS AN UNSUITABLE INVESTMENT FOR THE CLIENT.
Damage Amount Requested: $188,867.00

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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