DONNA JEAN YOUNG

DONNA JEAN YOUNG is currently employed as a Broker and/or Investment Adviser at SUMMIT BROKERAGE SERVICES, INC. located at 1110 MAIN STREET, VAN BUREN, AR, 72956.

DONNA JEAN YOUNG has worked at SUMMIT BROKERAGE SERVICES, INC. since January 02, 2004

Disclosure History

DONNA JEAN YOUNG has 2 Disclosure Event(s).

Date: December 06, 2002
Category: Customer Dispute
Allegations: CUSTOMER ALLEGED UNAUTHORIZED TRADING. NO DAMAGES SPECIFIED.

Date: August 20, 2001
Category: Customer Dispute
Allegations: CUSTOMERS ALLEGED, INTER ALIA, THAT MS. YOUNG RECOMMENDED UNSUITABLE SECURITIES AND CONDUCTED UNAUTHORIZED TRADING.
Damage Amount Requested: $111,167.00
Broker Comment: MS. YOUNG STRONGLY DENIES ANY WRONGDOING.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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