DOREEN ANNE GEST is currently employed as a Broker and/or Investment Adviser at AMERIPRISE FINANCIAL SERVICES, INC. located at 350 E Las Olas Blvd, Ste 1700, Ft Lauderdale, FL, 33301.
DOREEN ANNE GEST has worked at AMERIPRISE FINANCIAL SERVICES, INC. since June 12, 2015
Disclosure History
DOREEN ANNE GEST has 2 Disclosure Event(s).
Date: June 12, 2009 Category: Financial Type: Bankruptcy Disposition: Discharged
Date: November 25, 2003 Category: Customer Dispute Allegations: ALLEGED MISREPRESENTATION, ALLEGED MISLEADING INFORMATION. Damage Amount Requested: $50,000.00 Broker Comment: NO BASIS FOR COMPLAINT WAS FOUND AGAINST DOREEN GEST OR A.G.EDWARDS--CASE CLOSED/DISMISSED BY NASD REVIEWERS.
More Information
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