DOUGLAS HARRY BARTON is currently employed as a Broker and/or Investment Adviser at PARKLAND SECURITIES, LLC located at 5875 LEHMAN DR, SUITE 200, COLORADO SPRINGS, CO, 80918.
DOUGLAS HARRY BARTON has worked at PARKLAND SECURITIES, LLC since July 18, 2005
Disclosure History
DOUGLAS HARRY BARTON has 2 Disclosure Event(s).
Date: August 26, 2013 Category: Customer Dispute Allegations: STATEMENT OF CLAIM ALLEGES MISREPRESENTATION, OMISSION OF FACTS, NEGLIGENCE AND BREACH OF FIDUCIARY DUTY REGARDING THE INVESTMENT PURCHASED IN 2007. CLAIM FURTHER ALLEGES THAT THE BD FAILED TO CONDUCT A REASONABLE DUE DILIGENCE. Damage Amount Requested: $110,000.00 Settlement Amount: $22,000.00
Date: January 13, 2012 Category: Customer Dispute Allegations: CLIENT ALLEGES THAT IN 2007, THAT HE WAS ADVISED TO INVEST IN A REAL ESTATE INVESTMENT TRUST THAT WAS NOT A SUITABLE INVESTMENT GIVEN HIS AGE AND INVESTMENT OBJECTIVES. Damage Amount Requested: $41,724.20
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