DOUGLAS LYNWOOD CASH

DOUGLAS LYNWOOD CASH is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 802 MAIN ST, WEST POINT, VA, 23181.

DOUGLAS LYNWOOD CASH has worked at LPL FINANCIAL LLC since October 11, 2011

Disclosure History

DOUGLAS LYNWOOD CASH has 1 Disclosure Event(s).

Date: February 01, 2010
Category: Customer Dispute
Allegations: CUSTOMER ALLEGES THAT RR REPRESENTED MFS AUTION RATE SECURITY AS LIQUID AS A MONEY MARKET. CLIENT HAS REQUESTED UVEST PROVIDE HIM WITH LIQUIDITY FOR HIS MFS HOLDINGS THAT HAVE NOT REDEEMED.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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