DOUGLAS ROBERT FISHER is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 4050 LAKE DRIVE SE, GRAND RAPIDS, MI, 49546.
DOUGLAS ROBERT FISHER has worked at LPL FINANCIAL LLC since February 23, 2009
Disclosure History
DOUGLAS ROBERT FISHER has 1 Disclosure Event(s).
Date: June 12, 2015 Category: Customer Dispute Allegations: CUSTOMER ALLEGES THAT HER FINANCIAL ADVISOR CAUSED A WITHDRAWAL FROM HER BANK CD INSTEAD OF HER BROKERAGE IRA WITHOUT HER AUTHORIZATION AND ALLEGES FORGERY OF DOCUMENT. Broker Comment: NO FURTHER ACTION WAS TAKEN BY THE STATE OF MICHIGAN. THIS COMPLAINT APPEARS TO BE THE RESULT OF CONFUSION ON THE PART OF THE CUSTOMER, AND NOT A FORGERY BY THE REGISTERED REPRESENTATIVE. THE CUSTOMER'S OWN SIGNATURE CLEARLY APPEARS ON THE WITHDRAWAL AUTHORIZATION DATED 10/31/14.
More Information
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