DOUGLAS ARTHUR GIBSON

DOUGLAS ARTHUR GIBSON is currently employed as a Broker and/or Investment Adviser at RAYMOND JAMES FINANCIAL SERVICES, INC. located at 101 W. BIG BEAVER ROAD, SUITE 1400, TROY, MI, 48084.

DOUGLAS ARTHUR GIBSON has worked at RAYMOND JAMES FINANCIAL SERVICES, INC. since April 01, 2016

Disclosure History

DOUGLAS ARTHUR GIBSON has 1 Disclosure Event(s).

Date: November 13, 2002
Category: Customer Dispute
Allegations: CLIENT ALLEGES MISREPRESENTATION REGARDING A GUARANTEED INCOME BENEFIT RIDER.
Damage Amount Requested: $11,700.00
Settlement Amount: $9,500.00

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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